-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EpO8/vNocxaaRooReXLB1rGJ33KbwkFLXA0yFIDqZvl77V8EHAY336u1vtvRLLUH 7ODwsdzTywVYhs5o8m9lkQ== 0000899078-03-000328.txt : 20030521 0000899078-03-000328.hdr.sgml : 20030521 20030521160641 ACCESSION NUMBER: 0000899078-03-000328 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030521 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHARTER COMMUNICATIONS INC /MO/ CENTRAL INDEX KEY: 0001091667 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 431857213 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57191 FILM NUMBER: 03714658 BUSINESS ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3145435712 MAIL ADDRESS: STREET 1: 12405 POWERSCOURT DRIVE STREET 2: SUITE 100 CITY: ST LOUIS STATE: MO ZIP: 63131 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CUBAN MARK CENTRAL INDEX KEY: 0001066154 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2914 TAYLOR ST CITY: DALLAS STATE: TX ZIP: 75226 BUSINESS PHONE: 2147458660 MAIL ADDRESS: STREET 1: 2914 TAYLOR ST CITY: DALLAS STATE: TX ZIP: 75226 SC 13G/A 1 schedule13g-charter.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Charter Communications, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 16117M107 (CUSIP Number) December 31, 2002 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 6 Pages CUSIP No. 16117M107 Schedule 13G Page 2 of 6 Pages 1 NAMES OF REPORTING PERSONS Mark Cuban I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) ----------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY ----------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States ----------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER 19,000,000 ------------------------ SHARES BENEFICIALLY 6 SHARED VOTING POWER 0 ------------------------ OWNED BY EACH 7 SOLE DISPOSITIVE POWER 19,000,000 ------------------------ REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER 0 ---------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,000,000 ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.5% (1) ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------- (1) Based on 294,527,595 shares of Class A common stock of the Issuer outstanding on May 12, 2003. CUSIP No. 16117M107 Schedule 13G Page 3 of 6 Pages Item 1. (a) Name of Issuer: Charter Communications, Inc. (b) Address of Issuer's Principal Executive Offices: 12405 Powerscourt Drive St. Louis, Missouri 63131 Item 2. (a) Name of Person Filing: Mark Cuban (b) Address of Principal Business Office or, if none, Residence: 5424 Deloache Avenue Dallas, Texas 75220 (c) Citizenship: United States (d) Title of Class of Securities: Class A common stock (e) CUSIP Number: 16117M107 Item 3. Not Applicable. CUSIP No. 16117M107 Schedule 13G Page 4 of 6 Pages Item 4. Ownership. The following information relates to the reporting person's ownership of Class A common stock of the Issuer as of May 19, 2003. (a) Amount Beneficially Owned: 19,000,000 (b) Percent of Class: 6.5% (1) (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: 19,000,000 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 19,000,000 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. (1) Based on 294,527,595 shares of Class A common stock of the Issuer outstanding on May 12, 2003. CUSIP No. 16117M107 Schedule 13G Page 5 of 6 Pages Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 16117M107 Schedule 13G Page 6 of 6 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: May 19, 2003 /s/ Mark Cuban ------------------------------ Mark Cuban -----END PRIVACY-ENHANCED MESSAGE-----